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ENDD07-0607: Sleep Apnea

Author: Cathy S. Birn, MA, RN, CGRN, CNOR
1.2 contact hours


Objectives

1. Describe sleep deprivation and its consequent impact on activities of daily living.
2. Identify risk factors for the development of sleep apnea.
3. Describe the symptoms of sleep apnea and their manifestation.
4. Identify treatment modalities for people who have been diagnosed with sleep apnea.


Goal: The goal of this program is to familiarize nurses with the risks, symptoms and treatments of sleep apnea.

A warm summer day, sweltering conference room and the speaker's monotone voice soothed Sally MacBride into an unplanned nap. Juggling a career and familial obligations left her so tired she would awake from a full night's sleep feeling fatigued, although her husband would say she had snored straight through. As Sally jerked awake, desperate for a good night's sleep, she decided a trip to her doctor was most definitely in order.

Sleep -- The Pathway to Health

Sleep is a natural, active and organized periodic state of rest, during which a consciousness of the world is suspended. Regulated by the brain, the timing of sleep by the biological (Circadian) clock and its restorative properties are an important component of the health/illness continuum. The biological clock is found in a small part of the brain located just above the nerves that leave the back of the eyes. Influenced by light, it times the sleep-wake period and runs on a 24 hour cycle. In addition to regulating sleep patterns, the Circadian clock regulates the day-night activities of certain bodily functions by lowering blood pressure and kidney function during sleep, secreting necessary hormones and consolidating memory. Disruptions in the internal clock can be caused by jet lag, shift work or a disrupted sleep cycle.

The act of sleep follows a predictable pattern that repeats itself approximately every 90 minutes. This pattern alternates between two stages: NREM (non-rapid eye movement) and REM (rapid eye movement).1 In adults, NREM sleep occupies 80 percent of the sleep cycle, while REM sleep occurs during the other 20 percent of the night.2 Dreaming takes place during REM sleep, during which time the day's information and events are processed. NREM sleep is the period of time when many of the restorative functions of sleep occur. Sleep that is repeatedly interrupted, or people who do not cycle through the phases of sleep normally, are fatigued when awake and can display decreased levels of concentration. Long-term sleep deprivation can lead to cardiovascular disease, the development of diabetes, stroke, hypertension and premature death.3

Sleep disorders manifest in several different ways and run a large gamut that includes insomnia, snoring, narcolepsy, restless leg syndrome, nightmares and sleepwalking. Insomnia, a deficit of sleep at night, can be caused by stress, anxiety, poor sleep habits, disruptions of the body's internal clock such as jet lag and by some medications. It manifests in daytime fatigue and attention deficits. Narcolepsy is a nerve/brain disorder that causes excessive daytime sleepiness. Nightmares arise during REM sleep and can be caused by stress, anxiety and some drugs. Conversely, sleepwalking occurs during NREM sleep, during which time the sleepwalker can perform an extensive range of activities while remaining asleep. A common problem among middle-aged and older adults, restless leg syndrome occurs when discomfort in the legs and feet generates the urge to move the legs and feet in order to obtain pain relief, causing a disruption in the sleep cycle.

A wide range of factors can contribute to sleep disruption and include coffee, cigarettes, alcohol, certain medications, depression and anxiety. Additional risk factors include heredity, vitamin deficiencies, some nerve disorders, kidney failure, pregnancy and fever.

Snore and You Snore Alone

Snoring is not sexy. Just ask any person with a spouse who snores. Neither is it healthy. It can occur for any number of reasons, from the common cold to sleep apnea. Caused by the soft palate, uvula, or both, vibrating against the back of the throat or the base of the tongue during sleep, it is a sign that the breathing passage is blocked. This results in abnormal breathing, which can either be extremely loud or very soft, the intensity of which is dependent upon the amount of air that is passing through the breathing passage and the speed at which the throat is vibrating. More prevalent in those people who are either obese or have a large neck circumference, it is a phenomenon seen more frequently in those individuals who drink alcohol and smoke cigarettes.

Asleep Or Not Asleep -- That Is The Question

"Apnea" is a Greek word meaning "without breath".4 Sleep apnea is a dysfunction of the sleep process that is characterized by brief interruptions of breathing during sleep. The soft tissue at the rear of the throat collapses and closes the airway, causing breathing to cease for a short period of time. This can occur as frequently as 400 times per night, for at least 10 to 30 seconds at a time.5 It is characterized by periods of complete breathing cessation (apnea) and periods of reduced breathing (hypopnea). Consequently, sleep is extremely fragmented and of poor quality. The American Academy of Sleep Medicine (AASM) rates the number of apneic events per hour as the respiratory distress index (RDI), also known as the apnea/hypopnea index (AHI).6 Whereas a level of 0 to 5 is considered within a normal range, any number over 40 is considered severe. In order for one of these events to be considered a period of apnea, it must occur for a period of time that is at least 10 seconds in duration.

During an apneic event, normal breathing processes are impaired, and the person is unable to breathe in oxygen or to exhale carbon dioxide. The reduction in oxygen and increase in carbon dioxide alerts the brain to a dangerous situation, and an emergency alert is sent from the brain to the upper airway to resume breathing, often accomplished with a loud snort or gasp. Frequent arousals, although necessary to sustain life, are prohibitive factors for sleep that is adequate enough in length and depth to provide restorative benefits.

The three types of sleep apnea are obstructive, central and mixed, which is a combination of the two. Obstructive sleep apnea, its most common manifestation, is characterized by repetitive pauses in breathing during sleep. This is caused by a blockage of the trachea from either the tongue, tonsils, uvula, a large amount of fatty tissue in the neck, or by relaxed throat muscles, which causes a blockage of the airway and thus a cessation of breathing. Central sleep apnea, a rare form of sleep apnea, occurs not because the airway is blocked, but because the brain does not signal the muscles to breathe. It is a neurological condition that causes cessation of all respiratory function during the period of sleep. Arousal from sleep is triggered by an automatic breathing reflex, thereby allowing little rest and leading to daytime fatigue and drowsiness. Mixed apnea is a combination of both obstructive sleep apnea, which is a physical blockage, and central sleep apnea, a neurological disorder.

Sleep -- As Perverse As Human Nature

Sleep apnea affects more than 12 million Americans per year according to the National Institute of Health.7 Unfortunately, almost 10 million of the people who are affected remain undiagnosed, which means that approximately 90 percent of all those who are affected remain untreated.8 Although sleep apnea can affect both sexes and people of ideal weight, the most typical person is an overweight male who is over the age of 40. Affecting approximately 4 percent of all adult men and 2 percent of all adult women, it is characterized by loud snoring at night and excessive sleepiness during the daytime.9 If untreated it can have implications that range from the simply irritating to the life-threatening. The consequences of sleep apnea include hypertension, stroke, learning and memory disorders, weight gain, depression, irritability, impotence, headaches and cardiovascular disorders.10

Untreated, sleep apnea can also be responsible for poor job performance and motor vehicle accidents due to impaired cognitive ability and high levels of fatigue. The sleep deprivation caused by sleep apnea leads to decreased productivity, increased healthcare costs and an overall increased risk of both accidents and injuries. Consequences increase over time, in pace with the severity of the symptoms. Untreated, sleep apnea will progressively worsen, ultimately causing either complete disability or death.

Obesity, a family history of sleep apnea, smoking, alcohol use and structural abnormalities of the upper airway can also contribute to the emergence of sleep apnea. Most commonly, it is seen among the African-American, Pacific Islander and Mexican populations.11

The 12 Hours of the Day and the 24 Hours of the Night

Sleep disorders are difficult to diagnose, since they can be caused by many different factors, and the affected person is usually unaware that a problem exists. Often, family members or friends are the first people to suspect that something is wrong. A spouse may notice heavy snoring and difficulty breathing. Coworkers might notice a lack of attentiveness and extreme states of fatigue. At this point, it is important for a physician to evaluate the sleep patterns and disturbances that are manifesting.

Several tests are available to evaluate and confirm a diagnosis of sleep apnea. They can be conducted either at home or at a sleep center. Wherever the sleep analysis is performed, however, a full night's study must be monitored and evaluated.

Polysomnography records a variety of bodily functions during the body's time of sleep. Most sleep centers monitor 16 different parameters, which include the electrical activity of the brain, eye movements, muscle activity, heart rate, respiratory effort, air flow and blood oxygen levels. An analysis of these test results can confirm a diagnosis of sleep apnea and determine its severity. Once a diagnosis of sleep apnea has been ascertained via polysomnography, a titration study will be performed in order to tailor the treatment to each patient's individual requirements.

Another test that is performed is the multiple sleep latency test (MSLT), which measures the speed at which a person falls asleep. This test is primarily utilized to analyze the sleep patterns of those people who fall asleep during the middle of the day. Each time a person falls asleep when he should normally be awake, the time period is measured and recorded. People who fall asleep in under five minutes require medical intervention to stay awake. It is a useful test with which to evaluate extremes of daytime sleepiness.

Bed -- Heaven On Earth to the Weary Head

Treatment for sleep apnea is individualized for each patient and is based upon medical history, a physical exam and the results of a polysomnography and titration study. Medications as well as oxygen supplementation devices are not an effective tool in the treatment of sleep apnea. Positive results can be achieved by lifestyle changes, the use of oral appliances and nasal devices and, for some, surgical intervention. Although lifestyle changes and medical interventions can alleviate and sometimes eliminate the symptoms of sleep apnea, there is no cure at this time, and no quick or easy solution to either the treatment or elimination of sleep apnea in any of its forms.

The most effective treatment for obstructive sleep apnea is to deliver air under pressure to the airway, via a mask that is placed over the nose during sleep. Although not a cure for sleep apnea, continuous positive air pressure (CPAP) is a non-invasive method for improving the quality of sleep that dramatically improves daytime functioning and overall health and well-being. There are several different devices that can be employed to deliver the positive airway pressure required, all programmed to perform the same function in slightly varied ways.

Nasal CPAP is the sleep apnea treatment method that is the most effective and most commonly in use. CPAP flow generators deliver a constant and controlled pressure to the upper airway, so that normal breathing is maintained. The units are reliable, quiet, efficient, come in a variety of shapes and sizes and are effective in 95 percent of patients with sleep apnea who use them.12 A small and comfortable mask is fit over the nose, leaving the mouth uncovered. A chin strap is snapped into place, since the mouth must be closed for the machine to function adequately, while air under pressure is forced through the nasal passages. The constant and continuous air pressure delivered is individually adjusted so that it is at just the right pressure to prevent the patient's throat from closing off during the period of sleep and is set at a slightly higher pressure than the surrounding air. The pressure acts in the same way as a splint, holding the airway open and maintaining a patent airway during sleep.

Although periods of sleep apnea are prevented while this device is in use, if it is stopped or not used, or if used improperly, the sleep apnea will return. There is a quick dramatic increase in daytime alertness and energy for people who have used a CPAP for even a short period of time.

Variations of the CPAP, such as the bi-level positive airway pressure devices, and the "smart" airway pressure devices, attempt to minimize some of the side effects that sometimes occur, and thus cause lack of use and non-compliance with the treatment regimes. These effects include such side effects as nasal irritation and drying, facial skin irritation, abdominal bloating, mask leaks, sore eyes and headaches. Utilizing the basic belief that a reduction of total airflow would provide greater patient comfort and thereby increase compliance with its use, these newer devices vary the pressure delivered, providing less when it is not required, raising the pressure when an apneic episode appears.

Many people are intolerant of the CPAP in any variation. Careful teaching is an important step toward compliance in this regard. Many find the mask uncomfortable because it hasn't been adjusted properly. Air leaks can be closed without adjusting the straps to prohibitively painful levels. The hose can be loosely positioned on a pillow to prevent excessive pulling during sleep. "Nasal pillows" are noseplugs that can be used with the CPAP in place of a mask. This is a less bulky option for patients who are totally intolerant of wearing a mask to sleep. Air leaks do not occur as often when nasal pillows are used. In addition to the nasal masks and pillows, air flow can also be introduced into the airway via a nasal seal. Seals fit against the opening of the nostrils and are held in place by a frame attached to the headgear. Experimentation, patience and persistence are the best teachers in this regard.

Behavioral and lifestyle changes are an imperative part of the treatment of sleep apnea. Certain mild cases may not require any additional interventions. Lifestyle changes should include eliminating alcohol, especially in the hours before sleep, since it relaxes the muscles in the back of the throat, making breathing more difficult. Sleeping on the side with a pillow also helps in alleviating airway obstruction.

Abstinence from cigarettes, which is associated with nasal congestion, can also alleviate apneic effects. Allergies and respiratory infections also can cause enough nasal congestion to narrow the airway and contribute to apnea. When treating this or any other disorder, take medications that do not interfere with sleep. Weight loss will also alleviate apneic events, as it will reduce the fat deposits that are in the throat, thereby providing a more spacious airway. A 10 percent weight loss can be enough to decrease the number of apneic events for many patients.13

Many medications will interfere with either the breathing reflex, sleep, or both. The most common offenders are sleeping pills, tranquilizers and short-acting beta blockers.14 Patients should be encouraged to consult their physicians for alternative medications.

Tongue-restraining devices are helpful for those people who become apneic only while sleeping on their back and whose tongue is the main source of obstruction. It acts as a suction device that sucks the tongue forward, thereby opening the airway behind the tongue and is made for the patient by either his dentist or an orthodontist.

Lifestyle and behavioral changes or the use of a CPAP may not always be enough for some patients, who may need surgery to increase the size of their airways. However, this is no easy fix. Several procedures might have to be performed before the patient receives any positive results from the surgery, and none of them are totally without risk. Surgical costs and success rates may vary greatly dependent upon the procedure chosen and the skill of the surgeon.

The most common surgeries include removal of the tonsils and adenoids, nasal polyps or other growths in the area of the airway and/or the surgical correction of structural deformities. The younger the age of the patient, the more they seem to benefit from these surgical interventions.

Uvulopalatopharyngoplasty (UPPP) is a procedure that removes any excess tissue that might be at the back of the throat. This tissue is inclusive of the tonsils, uvula and a portion of the soft palate. A surgery that is very specifically cause-directed, if unsuccessful, can impede the effects of alternative treatment options in the future.15

Laser-assisted uvulopalatoplasty (LAUP) uses a laser to remove the excess tissue at the back of the throat. A procedure utilized to alleviate snoring, a primary symptom of sleep apnea, it does not eliminate the sleep apnea itself. Somnoplasty uses radiowaves to reduce the size of airway structures such as the uvula and the back of the tongue.

An extreme measure that is rarely used except in the most severe forms of life-threatening sleep apnea, and the only treatment that was available until the early 1980s, is the creation of a surgically produced tracheostomy that is utilized only at times of sleep. A small hole, closed during the patient's waking hours, is made in the patient's trachea. At night, to sleep, a tube is inserted into the opening, so that air flows directly into the lungs, bypassing all of the upper airway obstructions.

Other surgical interventions that might benefit the patient with sleep apnea include correction of deformities of the upper jaw, as well as surgical interventions for those patients who are suffering from sleep apnea that is in combination with morbid obesity.

A Good Laugh and A Good Sleep -- The Best Cures

Patients experiencing sleepiness during the day, loud snoring at night, pauses in breathing during sleep, or any disturbances in sleep type or patterns should seek the intervention of a physician. Sleep disorders are real and easily diagnosed at a sleep center. More importantly, sleep disorders are treatable, which can make a big difference in the quality and quantity of the balance of a person's life.

Cathy S. Birn, RN, MA, BSN, CGRN, CNOR, has been an endoscopy nurse for 15 years.


Works Cited

1. Le Bon O, Staner L, Rivelli SK, et al. Correlations Using the NREM-REM Sleep Cycle Frequency Support Distinct Regulation Mechanisms for REM and NREM Sleep. J Appl Physiol (United States), Jul 2002, 93 (1): 141-6.

2. Roth T. Characteristics and Determinants of Normal Sleep. J Clin Psychiatry (United States), 2004, 65 Suppl 16 p 8-11.

3. Alvarez G, Ayas N. The Impact of Daily Sleep Duration on Health: A Review of the Literature. Prog Cardiovasc Nurs 2004, 19 (2): 56-59.

4. Merritt SL, Berger BE. Obstructive Sleep Apnea-Hypopnea Syndrome. Am J Nurs 2004 Jul, 104 (7): 49-52.

5. Holten KB. How Should We Treat and Diagnose Obstructive Sleep Apnea? J Fam Pract 2004 Nov, 53 (11): 902-3.

6. Lewis KL. Apnea, Hypopneas and Respiratory Effort-Related Arousals: Moving Closer to a Standard. Curr Opin Pulm Med (United States), Nov 2002, 8 (6) 493-7.

7. Holten KB. How Should We Treat and Diagnose Obstructive Sleep Apnea? J Fam Pract 2004 Nov, 53 (11): 902-3.

8. American Sleep Apnea Association. Sleep Apnea Fact Sheet. Available at: www.sleepapnea.org/press.html. Accessed: 3/7/05.

9. Jordan A, White D, Fogel R. Recent Advances in Understanding the Pathogenesis of Obstructive Sleep Apnea. Curr Opin Pulm Med 2003, 9 (6): 459-464.

10. Alvarez G, Ayas N. The Impact of Daily Sleep Duration on Health: A Review of the Literature. Prog Cardiovasc Nurs 2004, 19 (2): 56-59.

11. American Sleep Apnea Association. Sleep Apnea Fact Sheet. Available at: www.sleepapnea.org/press.html. Accessed: 3/7/05.

12. Pillar G. Management of Patients With Obstructive Sleep Apnea: Which Way to Go? Isr Med Assoc J 2004 Nov, 6 (11): 699-700.

13. Cardinal F. Weight Loss: Just a Little Can Mean So Much. Available at: http://sleepdisorders.about.com/od/obesity/a/weightloss.htm. Accessed: 4/18/2005.

14. Pascualy R, Soest S. Snoring and Sleep Apnoea: Personal and Family Guide to Diagnosis and Treatment, Demos Vermande Publishing: New York, 1995.

15. Kemp G, Bendictis T, Segal R. Sleep Apnea: Symptoms, Causes, Diagnosis and Treatment. Available at: www.helpguide.org/aging/sleep_apnea.htm. Accessed: 4/18/2005.

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